Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- CF29 Significant management (1 Nov 2007 to 30 Nov 2011)
- CF16 Significant Mgt (Desgntd Investment Business) (7 Nov 2005 to 31 Oct 2007)
- CF9 EEA Investment Business Oversight (7 Nov 2005 to 9 Nov 2007)
- CF20 Significant Mgt (Settlements) (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.