Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Material risk taker (12 Jan 2017 to 28 May 2020)
    • [FCA CF] Client dealing (1 Nov 2016 to 28 May 2020)
    • [FCA CF] Manager of certification employee (1 Nov 2016 to 28 May 2020)

Recent activity

Updates to this individual's record on the FCA register.

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