Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 15 Jul 2024)
    • [FCA CF] Client dealing (since 15 Jul 2024)
  • W H Ireland Limited (no longer approved here)

    FRN 140773

    • [FCA CF] Client dealing (12 Oct 2022 to 14 Oct 2024)
    • [FCA CF] Functions requiring qualifications (12 Oct 2022 to 14 Oct 2024)
  • Shore Capital and Corporate Limited (no longer approved here)

    FRN 146629

    • [FCA CF] Client dealing (12 Mar 2021 to 30 Apr 2021)
    • CF30 Customer (1 Apr 2019 to 8 Dec 2019)
  • STIFEL EUROPE LIMITED (no longer approved here)

    FRN 178733

    • (238)CF30 Customer (27 Aug 2014 to 29 Sep 2017)
  • ARBUTHNOT LATHAM & CO., LIMITED (no longer approved here)

    FRN 143336

    • CF23 Corporate Finance Adviser (1 Jul 2003 to 1 Mar 2004)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (238)CF30 Customer at STIFEL EUROPE LIMITED