Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Bank of America, N.A.
FRN 124642
- [FCA CF] Material risk taker (since 10 Jan 2023)
- [FCA CF] Client dealing (since 11 Nov 2022)
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Merrill Lynch International
FRN 147150
- [FCA CF] Material risk taker (since 10 Jan 2023)
- [FCA CF] Client dealing (since 11 Nov 2022)
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- [PRA CF] Significant risk taker or Material risk taker (10 Jan 2018 to 2 Nov 2022)
- [FCA CF] Manager of certification employee (10 Jan 2018 to 2 Nov 2022)
- [FCA CF] Client dealing (10 Jan 2018 to 2 Nov 2022)
- [FCA CF] Material risk taker (10 Jan 2018 to 2 Nov 2022)
- [PRA CF] Managing a material risk taker (10 Jan 2018 to 2 Nov 2022)
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- CF30 Customer (29 Feb 2012 to 20 Jul 2017)
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- CF30 Customer (27 Sep 2011 to 1 Mar 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.