Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 19 Feb 2024)
  • Standard Chartered Bank (no longer approved here)

    FRN 114276

    • [FCA CF] Manager of certification employee (14 Sep 2022 to 20 Nov 2023)
    • [FCA CF] Client dealing (7 Mar 2016 to 5 Dec 2023)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (21 Sep 2006 to 31 Oct 2007)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF21 Investment Adviser (21 Nov 2003 to 5 Sep 2006)
  • ICBC Standard Bank Plc (no longer approved here)

    FRN 124823

    • CF21 Investment Adviser (1 Dec 2001 to 26 Sep 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.