Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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TFS Derivatives Limited
FRN 197244
- [FCA CF] Client dealing (since 19 Feb 2024)
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- [FCA CF] Manager of certification employee (14 Sep 2022 to 20 Nov 2023)
- [FCA CF] Client dealing (7 Mar 2016 to 5 Dec 2023)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (21 Sep 2006 to 31 Oct 2007)
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- CF21 Investment Adviser (21 Nov 2003 to 5 Sep 2006)
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- CF21 Investment Adviser (1 Dec 2001 to 26 Sep 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.