Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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BROWN SHIPLEY & CO. LIMITED
FRN 124548
- 17. Administrative functions in relation to managing investments
- 14. Managing investments
- [FCA CF] Functions requiring qualifications (since 24 Feb 2022)
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- [FCA CF] Client dealing (9 Dec 2019 to 10 Dec 2021)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 Dec 2021)
- CF30 Customer (28 Mar 2018 to 8 Dec 2019)
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- [FCA CF] Client dealing (9 Dec 2019 to 10 Dec 2021)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 Dec 2021)
- CF30 Customer (28 Mar 2018 to 8 Dec 2019)
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- [FCA CF] Client dealing (9 Dec 2019 to 10 Dec 2021)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 Dec 2021)
- CF30 Customer (25 Aug 2018 to 8 Dec 2019)
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- [FCA CF] Client dealing (9 Dec 2019 to 10 Dec 2021)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 Dec 2021)
- CF30 Customer (28 Mar 2018 to 8 Dec 2019)
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 Dec 2021)
- [FCA CF] Client dealing (9 Dec 2019 to 10 Dec 2021)
- CF30 Customer (28 Mar 2018 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
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