Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Marwyn Investment Management LLP
FRN 440137
- [FCA CF] Client dealing (since 2 Jun 2025)
- SMF27 Partner (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- CF30 Customer (23 Oct 2015 to 8 Dec 2019)
- CF4 Partner (31 Jan 2012 to 8 Dec 2019)
- CF11 Money Laundering Reporting (7 Aug 2008 to 8 Dec 2019)
- CF10 Compliance Oversight (7 Aug 2008 to 8 Dec 2019)
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Marwyn Capital LLP
FRN 440146
- [FCA CF] Client dealing (since 2 Jun 2025)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF27 Partner (since 9 Dec 2019)
- CF4 Partner (26 Jan 2012 to 8 Dec 2019)
- CF10 Compliance Oversight (7 Aug 2008 to 8 Dec 2019)
- CF11 Money Laundering Reporting (7 Aug 2008 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.