Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 21 Nov 2025)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Material risk taker (28 Feb 2022 to 20 Jun 2023)
    • SMF27 Partner (9 Dec 2019 to 20 Jun 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 18 Feb 2025)
    • CF4 Partner (10 Aug 2018 to 8 Dec 2019)
    • CF30 Customer (10 Aug 2018 to 8 Dec 2019)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (16 Sep 2011 to 6 Mar 2016)
  • AXA Investment Managers GS Limited (no longer approved here)

    FRN 188523

    • CF21 Investment Adviser (27 Oct 2006 to 2 Feb 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.