Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Pemberton Capital Advisors LLP
FRN 561640
- [FCA CF] Manager of certification employee (since 21 Nov 2025)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Material risk taker (28 Feb 2022 to 20 Jun 2023)
- SMF27 Partner (9 Dec 2019 to 20 Jun 2023)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 18 Feb 2025)
- CF4 Partner (10 Aug 2018 to 8 Dec 2019)
- CF30 Customer (10 Aug 2018 to 8 Dec 2019)
-
- CF30 Customer (16 Sep 2011 to 6 Mar 2016)
-
- CF21 Investment Adviser (27 Oct 2006 to 2 Feb 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.