Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC UK Bank Plc
FRN 765112
- [PRA CF] Significant risk taker or Material risk taker (since 23 Sep 2025)
- [FCA CF] Significant management (15 Aug 2022 to 10 Nov 2023)
- [PRA CF] Managing a material risk taker (17 Jan 2022 to 17 Jan 2024)
- [PRA CF] Significant risk taker or Material risk taker (11 Jan 2019 to 4 Dec 2019)
- [FCA CF] Manager of certification employee (7 Jan 2019 to 4 Dec 2019)
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HSBC Bank Plc
FRN 114216
- SMF18 Other Overall Responsibility (since 14 Mar 2025)
- SMF6 Head of Key Business Areas (10 Nov 2023 to 14 Mar 2025)
- [FCA CF] Manager of certification employee (4 Oct 2023 to 10 Nov 2023)
- [FCA CF] Client dealing (4 Oct 2023 to 19 Jan 2024)
- [FCA CF] Significant management (15 Aug 2022 to 10 Nov 2023)
- [PRA CF] Significant risk taker or Material risk taker (24 Aug 2020 to 10 Nov 2023)
- [PRA CF] Managing a material risk taker (14 Aug 2020 to 17 Jan 2024)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.