Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Material risk taker (12 Jun 2018 to 1 Jul 2021)
    • [FCA CF] Manager of certification employee (7 Oct 2016 to 1 Jul 2021)
    • [FCA CF] Client dealing (23 Mar 2016 to 1 Jul 2021)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Material risk taker (12 Jun 2018 to 1 Jul 2021)
    • [FCA CF] Manager of certification employee (7 Oct 2016 to 1 Jul 2021)
    • [FCA CF] Client dealing (23 Mar 2016 to 1 Jul 2021)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF30 Customer (9 Nov 2015 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.