Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (1 Nov 2007 to 9 Sep 2011)
    • CF21 Investment Adviser (26 Sep 2005 to 31 Oct 2007)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF30 Customer (1 Nov 2007 to 9 Sep 2011)
    • CF21 Investment Adviser (26 Sep 2005 to 31 Oct 2007)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF21 Investment Adviser (18 May 2004 to 8 Jul 2005)
  • CLSA (UK) (no longer approved here)

    FRN 140836

    • CF21 Investment Adviser (30 Jun 2003 to 4 Apr 2004)
    • CF26 Customer Trading (2 Jul 2002 to 13 Jan 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.