Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rothesay Life Plc (no longer approved here)

    FRN 466067

    • Director of firm who is not a certification employee or a SMF manager (8 Sep 2022 to 3 Apr 2025)
    • SMF1 Chief Executive (10 Dec 2018 to 8 Sep 2022)
    • Responsible for Insurance Distribution (1 Oct 2018 to 8 Sep 2022)
    • SIMF1 Chief Executive Function (7 Mar 2016 to 9 Dec 2018)
    • Responsible for Insurance Mediation (12 Jul 2007 to 30 Sep 2018)
    • CF3 Chief Executive (12 Jul 2007 to 6 Mar 2016)
    • CF1 Director (12 Jul 2007 to 9 Dec 2018)
  • Goldman Sachs International Bank (no longer approved here)

    FRN 124659

    • CF30 Customer (11 Apr 2013 to 21 Oct 2013)
  • Goldman Sachs Bank USA (no longer approved here)

    FRN 582328

    • CF30 Customer (21 Mar 2013 to 21 Oct 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.