Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Tony Revans Financial Planning 2000 Limited
FRN 941061
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 11. Pension transfer specialist
- [FCA CF] Functions requiring qualifications (since 20 Dec 2021)
- [FCA CF] Client dealing (since 20 Dec 2021)
- Responsible for Insurance Distribution (since 8 Nov 2021)
- Responsibility for MCD Intermediation (since 8 Nov 2021)
- SMF16 Compliance Oversight (since 8 Nov 2021)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 8 Nov 2021)
- SMF3 Executive Director (since 8 Nov 2021)
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- Employed By (1 Dec 2001 to 28 Nov 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.