Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (1 Nov 2007 to 4 Oct 2011)
    • CF21 Investment Adviser (9 Oct 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (2 Jul 2007 to 9 Oct 2007)
    • CF1 Director (AR) (2 Jul 2007 to 4 Oct 2011)
  • Clark & Turner Ltd (no longer approved here)

    FRN 469368

    • Employed By (2 Jul 2007 to 4 Oct 2011)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF1 Director (AR) (1 Jun 2005 to 1 Jun 2005)
  • Zenith Financial Management Limited (no longer approved here)

    FRN 189735

    • Employed By (1 Dec 2001 to 22 Sep 2004)

Recent activity

Updates to this individual's record on the FCA register.

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