Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 15 May 2024)
    • [FCA CF] Manager of certification employee (since 15 May 2024)
    • [PRA CF] Significant risk taker or Material risk taker (since 15 May 2024)
    • [FCA CF] Client dealing (since 15 May 2024)
  • SMBC Nikko Capital Markets Limited (no longer approved here)

    FRN 171935

    • [FCA CF] Material risk taker (19 Jan 2021 to 31 Aug 2023)
    • [FCA CF] Client dealing (19 Jan 2021 to 31 Aug 2023)
    • [FCA CF] Manager of certification employee (19 Jan 2021 to 31 Aug 2023)
    • [FCA CF] Significant management (19 Jan 2021 to 31 Aug 2023)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • [FCA CF] Manager of certification employee (28 Apr 2020 to 30 Sep 2020)
    • [PRA CF] Significant risk taker or Material risk taker (27 Apr 2020 to 30 Sep 2020)
    • [FCA CF] Client dealing (30 Jul 2019 to 30 Sep 2020)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.