Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Lloyds Bank Corporate Markets Plc
FRN 763256
- [FCA CF] Material risk taker (since 15 May 2024)
- [FCA CF] Manager of certification employee (since 15 May 2024)
- [PRA CF] Significant risk taker or Material risk taker (since 15 May 2024)
- [FCA CF] Client dealing (since 15 May 2024)
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- [FCA CF] Material risk taker (19 Jan 2021 to 31 Aug 2023)
- [FCA CF] Client dealing (19 Jan 2021 to 31 Aug 2023)
- [FCA CF] Manager of certification employee (19 Jan 2021 to 31 Aug 2023)
- [FCA CF] Significant management (19 Jan 2021 to 31 Aug 2023)
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- [FCA CF] Manager of certification employee (28 Apr 2020 to 30 Sep 2020)
- [PRA CF] Significant risk taker or Material risk taker (27 Apr 2020 to 30 Sep 2020)
- [FCA CF] Client dealing (30 Jul 2019 to 30 Sep 2020)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.