Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Ascot Lloyd Limited
FRN 578614
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 3 Jul 2023)
- [FCA CF] Client dealing (since 3 Jul 2023)
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- CF30 Customer (1 Oct 2013 to 8 Dec 2019)
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- CF30 Customer (26 Sep 2012 to 30 Dec 2013)
- CF1 Director (AR) (14 Sep 2012 to 30 Dec 2013)
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- Employed By (6 May 2010 to 2 Jul 2012)
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- CF30 Customer (5 Feb 2009 to 30 Mar 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.