Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Dragon Brokers Limited (no longer approved here)

    FRN 599430

    • Appointed representative dealing with clients for which they require qualification (29 Mar 2021 to 26 Aug 2022)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 31 Dec 2007)
    • CF22 Investment Adviser (Trainee) (5 Dec 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.