Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Gold Independent Financial Services Limited
FRN 302646
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- Responsibility for MCD Intermediation (since 21 Mar 2016)
- [FCA CF] Significant management (9 Dec 2019 to 23 Feb 2024)
- [FCA CF] Client dealing (9 Dec 2019 to 23 Feb 2024)
- CF29 Significant management (1 Nov 2007 to 2 Aug 2019)
- CF28 Systems and controls (1 Nov 2007 to 2 Aug 2019)
- Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
- CF15 Internal Audit (31 Oct 2004 to 31 Oct 2007)
- CF19 Significant Mgt (Financial Resources) (31 Oct 2004 to 31 Oct 2007)
- CF1 Director (31 Oct 2004 to 8 Dec 2019)
- CF11 Money Laundering Reporting (31 Oct 2004 to 2 Aug 2019)
- CF8 Apportionment and Oversight (31 Oct 2004 to 31 Mar 2009)
- CF13 Finance (31 Oct 2004 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.