Anthony Wassell

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Partners Wealth Management LLP

    FRN 442303

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Feb 2018 to 8 Dec 2019)
  • Canaccord Genuity Wealth Limited (no longer approved here)

    FRN 194927

    • CF30 Customer (31 Dec 2013 to 20 Jan 2016)
  • Independent Options Ltd (no longer approved here)

    FRN 440552

    • CF21 Investment Adviser (11 Nov 2005 to 31 Mar 2006)
    • CF24 Pension Transfer Specialist (11 Nov 2005 to 31 Mar 2006)
  • Independent Options (no longer approved here)

    FRN 152928

    • (3)Employed By (15 Jun 2004 to 18 Oct 2004)

Recent activity

Updates to this individual's record on the FCA register.

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