Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 20 Jul 2018)
    • CF30 Customer (since 4 Jul 2012)
    • CF4 Partner (AR) (4 Jul 2012 to 28 Mar 2019)
    • (4)Employed By (since 20 Jul 2018)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF4 Partner (AR) (30 Nov 2009 to 11 Sep 2012)
    • CF30 Customer (30 Nov 2009 to 11 Sep 2012)
  • First Wealth LLP (no longer approved here)

    FRN 506489

    • Employed By (30 Nov 2009 to 2 Apr 2019)

Recent activity

Updates to this individual's record on the FCA register.

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