Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Best Practice IFA Group Limited
FRN 223112
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 9A. Advising on P2P agreements
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 9 Dec 2019)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 20 Jul 2018)
- CF30 Customer (since 4 Jul 2012)
- CF4 Partner (AR) (4 Jul 2012 to 28 Mar 2019)
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First Wealth (London) Limited
FRN 813444
- (4)Employed By (since 20 Jul 2018)
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- CF4 Partner (AR) (30 Nov 2009 to 11 Sep 2012)
- CF30 Customer (30 Nov 2009 to 11 Sep 2012)
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- Employed By (30 Nov 2009 to 2 Apr 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.