Anthony Vaughan

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lloyds Bank Corporate Markets Plc

    FRN 763256

    • [PRA CF] Significant risk taker or Material risk taker (since 9 Oct 2024)
    • [FCA CF] Material risk taker (since 9 Oct 2024)
    • [FCA CF] Manager of certification employee (since 28 Mar 2023)
    • [FCA CF] Client dealing (since 20 Apr 2022)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Material risk taker (7 Mar 2016 to 1 Jun 2018)
    • [FCA CF] Client dealing (7 Mar 2016 to 9 Nov 2021)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (23 Jun 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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