Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Anthony Goss
FRN 749893
- SMF16 Compliance Oversight (since 9 Dec 2019)
- CF30 Customer (18 Oct 2016 to 8 Dec 2019)
- CF10 Compliance Oversight (18 Oct 2016 to 8 Dec 2019)
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- CF30 Customer (26 Apr 2013 to 16 Sep 2016)
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- CF30 Customer (8 Feb 2011 to 22 Feb 2011)
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- CF30 Customer (1 Nov 2007 to 28 Jan 2011)
- CF21 Investment Adviser (27 Apr 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (8 Aug 2005 to 27 Apr 2006)
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- (30)Employed By (9 Jul 2002 to 23 Dec 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.