Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (4 Jun 2021 to 28 Mar 2024)
- [FCA CF] Client dealing (4 Jun 2021 to 28 Mar 2024)
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- CF30 Customer (20 Oct 2015 to 7 Jul 2017)
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- Employed By (27 Feb 2013 to 7 Oct 2015)
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- CF30 Customer (1 Nov 2007 to 7 Oct 2015)
- CF21 Investment Adviser (12 Jan 2004 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (19 Sep 2003 to 12 Jan 2004)
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- CF22 Investment Adviser (Trainee) (21 Nov 2005 to 30 Dec 2005)
- CF7 Sole Trader (AR) (21 Nov 2005 to 30 Dec 2005)
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- Employed By (21 Nov 2005 to 30 Dec 2005)
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- Employed By (8 Dec 2004 to 29 Sep 2020)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.