Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
HSBC Alternative Investments Limited
FRN 170423
- [FCA CF] Material risk taker (since 15 Aug 2022)
- [FCA CF] Manager of certification employee (17 Jan 2024 to 10 Jul 2025)
- [PRA CF] Managing a material risk taker (17 Jan 2024 to 12 Jun 2025)
-
HSBC Bank Plc
FRN 114216
- [PRA CF] Significant risk taker or Material risk taker (since 13 Sep 2021)
-
HSBC UK Bank Plc
FRN 765112
- [PRA CF] Significant risk taker or Material risk taker (since 13 Sep 2021)
-
- [FCA CF] Material risk taker (13 Sep 2021 to 10 Aug 2022)
- [FCA CF] Manager of certification employee (28 Sep 2020 to 8 Mar 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.