Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 15 Aug 2022)
    • [FCA CF] Manager of certification employee (17 Jan 2024 to 10 Jul 2025)
    • [PRA CF] Managing a material risk taker (17 Jan 2024 to 12 Jun 2025)
  • HSBC Bank Plc

    FRN 114216

    • [PRA CF] Significant risk taker or Material risk taker (since 13 Sep 2021)
    • [PRA CF] Significant risk taker or Material risk taker (since 13 Sep 2021)
  • HSBC Global Asset Management (UK) Limited (no longer approved here)

    FRN 122335

    • [FCA CF] Material risk taker (13 Sep 2021 to 10 Aug 2022)
    • [FCA CF] Manager of certification employee (28 Sep 2020 to 8 Mar 2021)

Recent activity

Updates to this individual's record on the FCA register.

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