Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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True Potential Wealth Management LLP
FRN 529810
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 21. Advising or arranging (bringing about) equity release transactions
- [FCA CF] Functions requiring qualifications (since 27 Nov 2020)
- [FCA CF] Client dealing (since 27 Nov 2020)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 10 Dec 2020)
- CF30 Customer (20 Sep 2019 to 10 Dec 2020)
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- (360)Employed By (20 Sep 2019 to 10 Dec 2020)
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- CF30 Customer (18 Apr 2011 to 31 Dec 2012)
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- (8)Employed By (1 Dec 2001 to 15 Jun 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.