Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 27 Nov 2020)
    • [FCA CF] Client dealing (since 27 Nov 2020)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 10 Dec 2020)
    • CF30 Customer (20 Sep 2019 to 10 Dec 2020)
  • Quilter Financial Advisers Ltd (no longer approved here)

    FRN 452529

    • (360)Employed By (20 Sep 2019 to 10 Dec 2020)
  • Corbel Partners Limited (no longer approved here)

    FRN 429142

    • CF30 Customer (18 Apr 2011 to 31 Dec 2012)
  • Investments Northwest Limited (U376) (no longer approved here)

    FRN 183323

    • (8)Employed By (1 Dec 2001 to 15 Jun 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.