Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 1 Mar 2023)
  • Advance Mortgage Funding Limited (no longer approved here)

    FRN 305008

    • Appointed representative dealing with clients for which they require qualification (11 Jun 2021 to 16 Dec 2021)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Manager of certification employee (1 Jul 2018 to 16 Nov 2018)
    • [FCA CF] Functions requiring qualifications (1 Jul 2018 to 31 May 2021)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Functions requiring qualifications (5 Aug 2016 to 1 Jul 2018)
    • [FCA CF] Manager of certification employee (5 Aug 2016 to 1 Jul 2018)
    • CF30 Customer (22 Feb 2011 to 30 Sep 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.