Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Toronto-Dominion Bank (no longer approved here)

    FRN 124859

    • [PRA CF] Significant risk taker or Material risk taker (1 Nov 2025 to 20 Nov 2025)
    • [FCA CF] Client dealing (1 Mar 2019 to 20 Nov 2025)
    • [FCA CF] Material risk taker (1 Mar 2019 to 20 Nov 2025)

Recent activity

Updates to this individual's record on the FCA register.

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