Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [PRA CF] Key function holder (9 Dec 2019 to 10 Dec 2019)
    • CF30 Customer (30 May 2019 to 8 Dec 2019)
  • Suttons Independent Financial Advisers Limited (no longer approved here)

    FRN 455848

    • CF30 Customer (7 Oct 2015 to 31 Jan 2018)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (1 Nov 2007 to 1 May 2013)
    • CF7 Sole Trader (AR) (1 Jun 2005 to 31 Jan 2007)
    • CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
  • Anthony Sean Collier (no longer approved here)

    FRN 215430

    • Employed By (1 Dec 2001 to 1 May 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.