Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Client dealing (since 4 Nov 2024)
    • [FCA CF] Functions requiring qualifications (since 4 Nov 2024)
    • [FCA CF] Manager of certification employee (since 4 Nov 2024)
  • PSC UK INSURANCE BROKERS LIMITED (no longer approved here)

    FRN 457721

    • CF30 Customer (1 Nov 2007 to 31 May 2009)
    • CF21 Investment Adviser (1 Nov 2006 to 31 Oct 2007)
  • Perrett & Co. Financial Services Limited (no longer approved here)

    FRN 165237

    • CF10 Compliance Oversight (1 Dec 2001 to 31 Dec 2002)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 31 Dec 2002)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2002)
    • CF1 Director (1 Dec 2001 to 31 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.