Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF16 Compliance Oversight (since 16 Mar 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF29 Significant management (4 Mar 2015 to 8 Dec 2019)
    • CF1 Director (4 Mar 2015 to 8 Dec 2019)
    • CF28 Systems and controls (4 Mar 2015 to 8 Dec 2019)
    • SMF29 Limited scope function (limited scope SMCR firms only) (since 9 Dec 2019)
    • CF8 Apportionment and Oversight (10 Feb 2015 to 8 Dec 2019)
  • PREMIA SOLUTIONS LIMITED (no longer approved here)

    FRN 310089

    • CF1 Director (AR) (14 Aug 2009 to 10 Feb 2015)
  • C V S L Ltd (no longer approved here)

    FRN 505111

    • Employed By (14 Aug 2009 to 10 Feb 2015)

Recent activity

Updates to this individual's record on the FCA register.

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