Anthony Ronald Dubberley

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

TenetConnect Limited (no longer approved here)
FRN 149826
- CF3 Chief Executive (AR) (1 Aug 2006 to 12 Oct 2006)
West Bromwich Financial Planning Ltd (no longer approved here)
FRN 452555
- Employed By (1 Aug 2006 to 12 Oct 2006)
West Bromwich Building Society (no longer approved here)
FRN 104877
- CF17 Significant Mgt (Other Business Operations) (23 Jun 2006 to 12 Oct 2006)
- CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 23 Jun 2006)
West Bromwich Mortgage Company Limited (no longer approved here)
FRN 303089
- CF1 Director (31 Oct 2004 to 14 Jun 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.