Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • CF4 Partner (AR) (since 9 Nov 2023)
    • SMF3 Executive Director (since 7 Mar 2020)
    • (1)Employed By (since 9 Nov 2023)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 28 Jun 2018)
    • CF1 Director (AR) (since 27 Feb 2006)
    • CF30 Customer (1 Nov 2007 to 20 Dec 2011)
    • CF4 Partner (AR) (1 Jun 2005 to 27 Feb 2006)
    • CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
    • (1)Employed By (since 1 Dec 2001)
  • 2 Plan Wealth Management Limited (no longer approved here)

    FRN 461598

    • CF4 Partner (AR) (14 Jun 2013 to 1 Aug 2014)

Recent activity

Updates to this individual's record on the FCA register.

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