Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Director of firm who is not a certification employee or a SMF manager (1 Jan 2019 to 14 Jun 2025)
- SMF1 Chief Executive (10 Dec 2018 to 31 Dec 2018)
- SIMF1 Chief Executive Function (7 Mar 2016 to 9 Dec 2018)
- SIMF4 Chief Risk Function (7 Mar 2016 to 1 Jan 2018)
- SIMF5 Head of Internal Audit Function (7 Mar 2016 to 19 Sep 2017)
- CF5 Director of Unincorporated Association (9 Jan 2012 to 6 Mar 2016)
- CF8 Apportionment and Oversight (9 Mar 2009 to 6 Mar 2016)
- CF11 Money Laundering Reporting (9 Mar 2009 to 30 Sep 2018)
- CF3 Chief Executive (9 Mar 2009 to 6 Mar 2016)
- CF6 Small Friendly Society (9 Mar 2009 to 1 Jan 2012)
- CF10 Compliance Oversight (9 Mar 2009 to 30 Sep 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.