Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Alpha Real Property Investment Advisers LLP
FRN 534723
- [FCA CF] Significant management (since 26 Apr 2021)
- [FCA CF] Material risk taker (since 26 Apr 2021)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF27 Partner (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- CF30 Customer (2 Dec 2011 to 8 Dec 2019)
- CF4 Partner (21 Jun 2011 to 8 Dec 2019)
- CF10 Compliance Oversight (21 Jun 2011 to 8 Dec 2019)
- CF11 Money Laundering Reporting (21 Jun 2011 to 8 Dec 2019)
- Responsible for Insurance Mediation (14 Feb 2011 to 30 Sep 2018)
- CF29 Significant management (14 Feb 2011 to 8 Dec 2019)
- CF28 Systems and controls (14 Feb 2011 to 8 Dec 2019)
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- Responsible for Insurance Mediation (4 Dec 2009 to 25 Feb 2011)
- CF29 Significant management (4 Dec 2009 to 25 Feb 2011)
- CF28 Systems and controls (1 May 2009 to 25 Feb 2011)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.