Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Scottish Widows Schroder Personal Wealth Limited (no longer approved here)

    FRN 830170

    • [FCA CF] Functions requiring qualifications (24 Feb 2022 to 31 Dec 2023)
    • [FCA CF] Manager of certification employee (24 Feb 2022 to 31 Dec 2023)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 29 Apr 2009)
    • CF21 Investment Adviser (27 Jan 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (8 Jul 2002 to 27 Jan 2004)

Recent activity

Updates to this individual's record on the FCA register.

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