Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Shackleton Advisers Limited
FRN 163291
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 14 Aug 2024)
- [FCA CF] Functions requiring qualifications (since 14 Aug 2024)
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- Appointed representative dealing with clients for which they require qualification (15 Jun 2021 to 22 Dec 2023)
- CF30 Customer (26 Apr 2021 to 22 Dec 2023)
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- (7)Employed By (26 Apr 2021 to 22 Dec 2023)
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- [FCA CF] Functions requiring qualifications (27 Apr 2020 to 21 Mar 2021)
- [FCA CF] Client dealing (27 Apr 2020 to 21 Mar 2021)
- CF30 Customer (5 Jul 2019 to 8 Dec 2019)
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- CF30 Customer (28 Aug 2008 to 6 Mar 2016)
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- CF30 Customer (1 Nov 2007 to 30 Oct 2008)
- CF21 Investment Adviser (11 Nov 2004 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (30 Sep 2003 to 11 Nov 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.