Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PineBridge Investments Europe Limited (no longer approved here)

    FRN 122531

    • SMF16 Compliance Oversight (9 Dec 2019 to 21 Jan 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 21 Jan 2020)
    • CF10 Compliance Oversight (20 Aug 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (20 Aug 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.