Anthony Potts

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Commerzbank AG

    FRN 124920

    • [FCA CF] Client dealing (since 11 Sep 2025)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • [FCA CF] Client dealing (21 Nov 2017 to 8 Dec 2021)
    • [FCA CF] Manager of certification employee (21 Nov 2017 to 26 Mar 2021)
    • [FCA CF] Material risk taker (21 Nov 2017 to 8 Dec 2021)
    • CF30 Customer (25 Mar 2013 to 6 Mar 2016)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (1 Nov 2007 to 27 Nov 2008)
    • CF21 Investment Adviser (26 Oct 2006 to 31 Oct 2007)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF30 Customer (1 Nov 2007 to 27 Nov 2008)
    • CF21 Investment Adviser (26 Oct 2006 to 31 Oct 2007)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF21 Investment Adviser (16 Apr 2002 to 26 May 2003)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (1 Dec 2001 to 22 Jan 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.