Anthony Phillip Lawes

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • Appointed representative dealing with clients for which they require qualification (since 28 Apr 2020)
    • CF1 Director (AR) (since 22 Apr 2020)
    • CF30 Customer (since 22 Apr 2020)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 24 Apr 2020)
    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 24 Apr 2020)
    • CF30 Customer (4 Oct 2018 to 9 Mar 2020)
    • CF1 Director (AR) (1 Dec 2017 to 24 Apr 2020)
  • Rivendell Financial Services. (no longer approved here)

    FRN 218031

    • (1)Employed By (4 Sep 2002 to 1 Aug 2003)
  • Insurance First Brokers Limited (no longer approved here)

    FRN 164785

    • (19)Employed By (26 Mar 2002 to 20 Feb 2005)

Recent activity

Updates to this individual's record on the FCA register.

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