Anthony Phillip Finden

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BUTCHER & MOODY FINANCIAL SERVICES LIMITED

    FRN 845514

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 9 Dec 2020)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2020)
    • CF30 Customer (since 7 Jul 2020)
  • Abacus Independent Financial Services

    FRN 451533

    • (1)Employed By (since 31 Jul 2013)
    • (1)Employed By (25 Jun 2007 to 10 Jan 2013)

Recent activity

Updates to this individual's record on the FCA register.

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