Anthony Peter Farrell

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED

    FRN 440703

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 11 Oct 2024)
    • CF1 Director (AR) (since 18 Sep 2024)
    • CF30 Customer (since 18 Sep 2024)
  • James Joseph Services Limited

    FRN 1018327

    • (1)Employed By (since 18 Sep 2024)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • [FCA CF] Client dealing (9 Dec 2019 to 7 Oct 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 7 Oct 2024)
    • CF30 Customer (25 Jul 2017 to 8 Dec 2019)
  • 2 Plan Wealth Management Limited (no longer approved here)

    FRN 461598

    • CF30 Customer (27 Jul 2011 to 7 Sep 2017)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (1 Nov 2007 to 29 Jul 2011)
    • CF22 Investment Adviser (Trainee) (19 Oct 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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