Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PEACOCK FINANCIAL MANAGEMENT LIMITED (no longer approved here)

    FRN 450607

    • SMF3 Executive Director (9 Dec 2019 to 30 Mar 2020)
    • Responsible for Insurance Distribution (1 Oct 2018 to 25 Oct 2018)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 25 Oct 2018)
    • CF30 Customer (1 Nov 2007 to 28 Dec 2012)
    • CF1 Director (30 Jun 2006 to 8 Dec 2019)
    • Responsible for Insurance Mediation (30 Jun 2006 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (30 Jun 2006 to 31 Mar 2009)
    • CF10 Compliance Oversight (30 Jun 2006 to 25 Oct 2018)
    • CF11 Money Laundering Reporting (30 Jun 2006 to 25 Oct 2018)
    • CF21 Investment Adviser (30 Jun 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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