Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • 2 Plan Wealth Management Limited (no longer approved here)

    FRN 461598

    • Appointed representative dealing with clients for which they require qualification (22 Aug 2022 to 1 May 2024)
    • [FCA CF] Client dealing (10 Dec 2019 to 31 Aug 2022)
    • [FCA CF] Functions requiring qualifications (10 Dec 2019 to 31 Aug 2022)
    • CF30 Customer (10 Jul 2019 to 1 May 2024)
  • Group Policy Services Limited (no longer approved here)

    FRN 842754

    • (1)Employed By (15 Jul 2019 to 1 May 2024)
  • Johnson Fleming Future Life Planning Limited (no longer approved here)

    FRN 624599

    • Employed By (30 Jan 2017 to 31 Oct 2017)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 31 Jul 2013)
    • CF21 Investment Adviser (16 May 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.