Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Clifton Wealth Partnership Ltd
FRN 541273
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 4. Giving personal recommendations on retail investment products which are not broker funds
- CF30 Customer (since 28 Feb 2026)
- [FCA CF] Functions requiring qualifications (since 3 Jan 2023)
- [FCA CF] Client dealing (since 3 Jan 2023)
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Clifton Wealth Partnership (Aberdeen) Ltd
FRN 991021
- Employed By (since 28 Feb 2026)
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Clifton Compliance Services Ltd
FRN 480676
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 9 Dec 2019)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- CF30 Customer (since 21 Aug 2008)
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CLIFTON CONSULTING LIMITED
FRN 541544
- Employed By (since 21 Mar 2011)
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- Employed By (31 May 2013 to 5 Nov 2024)
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- Employed By (2 Aug 2006 to 18 Dec 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.