Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • CF30 Customer (30 May 2008 to 9 Apr 2009)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF30 Customer (30 May 2008 to 9 Apr 2009)
  • The Toronto-Dominion Bank (no longer approved here)

    FRN 124859

    • CF16 Significant Mgt (Desgntd Investment Business) (7 Feb 2006 to 12 Oct 2006)
    • CF21 Investment Adviser (7 Feb 2006 to 12 Oct 2006)

Recent activity

Updates to this individual's record on the FCA register.

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