Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Marshall Wace LLP
FRN 228531
- [FCA CF] Client dealing (since 17 Mar 2021)
- [FCA CF] Manager of certification employee (since 17 Mar 2021)
- [FCA CF] Material risk taker (17 Mar 2021 to 30 Sep 2022)
- CF4 Partner (2 Nov 2012 to 6 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF21 Investment Adviser (17 May 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (30 Nov 2004 to 17 May 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.