Anthony Mullineaux

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Morgan Stanley & Co. International Plc

    FRN 165935

    • [FCA CF] Material risk taker (since 7 Mar 2024)
    • [FCA CF] Manager of certification employee (since 7 Mar 2024)
    • SMF3 Executive Director (since 25 Oct 2022)
    • SMF2 Chief Finance (since 26 Apr 2022)
    • [FCA CF] Manager of certification employee (7 Sep 2016 to 25 Apr 2022)
    • [FCA CF] Material risk taker (7 Mar 2016 to 25 Apr 2022)
  • Morgan Stanley Bank International Limited

    FRN 195430

    • [FCA CF] Manager of certification employee (since 7 Mar 2024)
    • [FCA CF] Material risk taker (since 7 Mar 2024)
    • SMF3 Executive Director (since 25 Oct 2022)
    • SMF2 Chief Finance (since 26 Apr 2022)
    • [FCA CF] Manager of certification employee (7 Sep 2016 to 25 Apr 2022)
    • [FCA CF] Material risk taker (7 Mar 2016 to 25 Apr 2022)
  • Morgan Stanley Investment Management (ACD) Limited

    FRN 230885

    • [FCA CF] Significant management (since 4 Jul 2023)
    • [FCA CF] Manager of certification employee (since 7 Mar 2020)
    • [FCA CF] Material risk taker (7 Mar 2020 to 6 Mar 2024)
  • Morgan Stanley Investment Management Limited

    FRN 121920

    • SMF2 Chief Finance (since 8 Jun 2022)
    • [FCA CF] Manager of certification employee (7 Mar 2020 to 7 Jun 2022)
    • [FCA CF] Material risk taker (7 Mar 2020 to 7 Jun 2022)

Recent activity

Updates to this individual's record on the FCA register.

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