Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (6 Oct 2009 to 17 Mar 2014)
    • CF30 Customer (1 Nov 2007 to 19 Feb 2008)
    • CF23 Corporate Finance Adviser (3 Jun 2005 to 31 Oct 2007)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (30 May 2008 to 24 Jul 2009)

Recent activity

Updates to this individual's record on the FCA register.

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