Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Clydesdale Bank Plc (no longer approved here)

    FRN 121873

    • CF30 Customer (5 Jul 2010 to 31 Mar 2013)
    • CF21 Investment Adviser (1 Dec 2001 to 30 Sep 2003)
    • CF26 Customer Trading (1 Dec 2001 to 30 Sep 2003)
  • National Australia Bank Limited (no longer approved here)

    FRN 141309

    • CF30 Customer (5 Jul 2010 to 2 Apr 2013)
    • CF21 Investment Adviser (1 Dec 2001 to 30 Sep 2003)
    • CF26 Customer Trading (1 Dec 2001 to 30 Sep 2003)
  • Northern Bank Limited (no longer approved here)

    FRN 122261

    • CF21 Investment Adviser (1 Dec 2001 to 30 Sep 2003)
    • CF26 Customer Trading (1 Dec 2001 to 30 Sep 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.