Anthony Martin Richard

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 440703
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 1 Apr 2022)
- CF30 Customer (21 Jul 2016 to 1 Apr 2022)
Ashwood Law Professional Link (JVC1) Limited (no longer approved here)
FRN 223794
- Employed By (11 Jun 2014 to 1 Apr 2022)
TenetConnect Limited (no longer approved here)
FRN 149826
- CF30 Customer (4 Jun 2013 to 1 Aug 2016)
Ashwood Law Wealth Management Ltd (no longer approved here)
FRN 538265
- (9)Employed By (4 Jun 2013 to 1 Apr 2022)

Updates to this individual's record on the FCA register.

15 hours ago
controlled function removed: Employed By at Ashwood Law Wealth Management Ltd
15 hours ago
controlled function added: (9)Employed By at Ashwood Law Wealth Management Ltd

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.